Leaman Crellin's Podcast

Hosted by LC

Episodes

Language

EN-GB

About the show

Stay up to date with our regulatory compliance podcast series, produced by trusted experts who specialise in helping financial services firms navigate the ever-changing regulatory landscape in the UK. The Leaman Crellin podcast provides valuable insights, industry trends, best practices, and practical strategies for achieving compliance. With in-depth discussions featuring industry leaders and experts, our team of trusted experts brings years of experience and expertise to the table, delivering accurate, reliable, and actionable information. Join our community of listeners today and stay ahead of the curve with the latest regulatory compliance information in the UK financial services sector.

Listen to episodes

16 recent

17 min

Meet the team with Chad Giussani

This is a whistle-stop tour of Chad’s work history with stints in Switzerland, the US and London. Thanks for listening! Subscribe to our services or follow us on LinkedIn

16 min

Management Information and Reporting Data with Emily Wright

Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators expect prevention, not just detection. Thanks for listening! Subscribe to our services or follow us on LinkedIn

21 min

Management Information and Reporting Data in Financial Services

This roundtable covers preferred attributes of data: · Concise and Actionable · Timely and Relevant · Outcome-Driven · Predictive Thanks for listening! Subscribe to our services or follow us on LinkedIn

14 min

Interrogating and Analysing Data in Financial Services

Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime initiatives. Thanks for listening! Subscribe to our services or follow us on LinkedIn

8 min

Cleansing and Processing Data in Financial Services

Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initiatives. Thanks for listening! Subscribe to our services or follow us on LinkedIn

12 min

Sourcing and Collecting Data in Financial Services

Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives. Thanks for listening! Subscribe to our services or follow us on LinkedIn

2 min

Use it or lose it

The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it. Thanks for listening! Subscribe to our services or follow us on LinkedIn

8 min

Discussing Wind Down Plans with Dina Devalia

This is an overview of the FCA’s wind down process, covering such areas as: · What it is · The scenarios that would make a firm no longer viable ____________________________________________________ Dina Devalia Managing Director, Quantuma Link to Dina’s profile M: +44 (0)7557 419 361 E: dina.devalia@quantuma.com Thanks for listening! Subscribe to our services or follow us on LinkedIn

9 min

Consumer Duty MI Insights

Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital. Thanks for listening! Subscribe to our services or follow us on LinkedIn

4 min

The FCA Risk Strategy for Principal Trading Firms

The FCA discusses how principal trading firms should focus on: · Algorithmic trading controls · Financial resilience · Avoiding market disruption arising from commodity market volatility · Operational resilience · Brexit impacts Thanks for listening! Subscribe to our services or follow us on LinkedIn