February 8, 2024Episode 117 min
Meet the team with Chad Giussani
This is a whistle-stop tour of Chad’s work history with stints in Switzerland, the US and London.Thanks for listening! Subscribe to our services or follow us on LinkedIn
Episodes
16
Latest episode
Feb 2024
Language
EN-GB
About the show
Stay up to date with our regulatory compliance podcast series, produced by trusted experts who specialise in helping financial services firms navigate the ever-changing regulatory landscape in the UK. The Leaman Crellin podcast provides valuable insights, industry trends, best practices, and practical strategies for achieving compliance. With in-depth discussions featuring industry leaders and experts, our team of trusted experts brings years of experience and expertise to the table, delivering accurate, reliable, and actionable information. Join our community of listeners today and stay ahead of the curve with the latest regulatory compliance information in the UK financial services sector.
Listen to episodes
January 24, 2024Episode 1616 min
Management Information and Reporting Data with Emily Wright
Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators expect prevention, not just detection.Thanks for listening! Subscribe to our services or follow us on LinkedIn
January 16, 2024Episode 1521 min
Management Information and Reporting Data in Financial Services
This roundtable covers preferred attributes of data:· Concise and Actionable· Timely and Relevant· Outcome-Driven· PredictiveThanks for listening! Subscribe to our services or follow us on LinkedIn
January 3, 2024Episode 1414 min
Interrogating and Analysing Data in Financial Services
Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime initiatives.Thanks for listening! Subscribe to our services or follow us on LinkedIn
December 13, 2023Episode 138 min
Cleansing and Processing Data in Financial Services
Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initiatives.Thanks for listening! Subscribe to our services or follow us on LinkedIn
December 6, 2023Episode 1212 min
Sourcing and Collecting Data in Financial Services
Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.Thanks for listening! Subscribe to our services or follow us on LinkedIn
December 4, 2023Episode 112 min
Use it or lose it
The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it.Thanks for listening! Subscribe to our services or follow us on LinkedIn
November 16, 2023Episode 108 min
Discussing Wind Down Plans with Dina Devalia
This is an overview of the FCA’s wind down process, covering such areas as:· What it is· The scenarios that would make a firm no longer viable____________________________________________________Dina DevaliaManaging Director, Quantuma Link to Dina’s profileM: +44 (0)7557 419 361 E: dina.devalia@quantuma.comThanks for listening! Subscribe to our services or follow us on LinkedIn
November 1, 2023Episode 89 min
Consumer Duty MI Insights
Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital. Thanks for listening! Subscribe to our services or follow us on LinkedIn
September 13, 2023Episode 64 min
The FCA Risk Strategy for Principal Trading Firms
The FCA discusses how principal trading firms should focus on:· Algorithmic trading controls· Financial resilience· Avoiding market disruption arising from commodity market volatility· Operational resilience· Brexit impactsThanks for listening! Subscribe to our services or follow us on LinkedIn
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