Advice Evolution - Non Weekly Update

Hosted by David Harris

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Episodes

114

Latest episode

May 2026

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About the show

Advice Evolution - CEO update, EO update, Inside Word

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60 recent

May 7, 202631 min

AE Group - The Inside Word #20, Charmaine Hall (Unbound Financial)

Let’s learn about Charmaine Hall of Unbound Financial as she shares her background, passion, and interesting facts. She also speaks briefly about his work environment in Wangaratta, how his fast-growing solo practice operates, and what he enjoys about building a community-driven advice business. She discusses his coolest and most memorable advising strategies, her approach to fee models, and how she is incorporating AI into advice delivery, workflows, and client experience while balancing strong privacy and data custody considerations.

April 23, 202636 min

AE Group Podcast - CEO Update #72, 23 April 2026

In this episode, David shares key updates across the business, including developments in AI and advice processes, compliance expectations, and file quality improvements. He highlights important regulatory updates such as the CSLR levy, AUSTRAC requirements, and AFCA insights, while reinforcing the need for strong documentation and defensible advice.David also covers market conditions and client communication, hiring and offshore support considerations, VBP updates, and upcoming PD Days and conferences. The episode wraps up with internal updates, including Adviser News changes, team initiatives, and ongoing efforts to improve efficiency and collaboration across the group.

March 23, 202634 min

AE Group Podcast - CEO Update #71, 23 March 2026

In this episode, David shares key business updates, including AE Group’s 15-year milestone, along with important compliance reminders and practical guidance for advisers. He also covers audit improvements, client reviews, cybersecurity, and offshore support, while highlighting industry risks and the importance of strong documentation and a long-term approach during market fluctuations.

March 3, 202626 min

AE Group Podcast - CEO Update #70, 03 March 2026

In this episode, David shares insights from the recent Advice Summit held at the National Press Club in Canberra, along with key industry developments, regulatory updates, and opportunities ahead for advisers and the profession.

March 2, 202630 min

AE Group Podcast - CEO Update #69, 28 October 2025

This update announces the release of AE Group Podcast – CEO Update #69, where David Harris shares key business, compliance, and team updates for all advisers. The episode covers upcoming CPD and Ensombl PD Day reminders, regulatory and training updates (ASIC, AML, succession planning, cyber insurance), tech developments (AI tools, Worksorted CRM), and team news (new hires, transitions, and conference highlights). It’s a comprehensive catch-up on everything AE advisers need to stay informed, compliant, and connected.

June 20, 202530 min

AE Group Podcast - CEO Update #68, 20 June 2025

In this episode, David covers a range of important updates and reminders for all advisors and team members, including:Contribution cap checks – A timely reminder as we approach EOFY: to carefully monitor client contribution caps to avoid breaches and potential regulatory issues.Cowell Clarke portal for reporting (soon to be implemented) –introduction to the use of the portal for reporting complaints and self-reporting breaches to support streamlined compliance processesOngoing fee arrangement templates – Advisors to review and begin implementing the new templates to ensure compliance with current requirements.FSG to WDI transition – templates are being finalised and will roll out soon. Advisors are encouraged to consider moving from FSG to WDI, with support available to assist practices in updating their templates.Intranet document accuracy - get in touch with Iah (admin@adviceevolution.com.au) if you come across any incorrect documents on the intranet so they can be addressed promptly.Payrix rollout – Brooke continues to oversee the rollout of Payrix, which will replace Payway and Revex to improve payment processing and tracking.Fintegrity Worksorted – Fintegrity advisors to prepare for the rollout of the Fintegrity Worksorted solution to enhance practice management.Advice Evolution pay cycle options – Advice Evolution advisors who wish to switch to fortnightly to notify managementAI file notes – Advisors are asked to explore AI file note options to improve meeting documentation, accuracy, and compliance.Education requirements – A reminder for advisors who are still working towards education requirements to ensure completion before the 2026 deadline.PD Day attendance – Advisors are reminded to attend the PD Day on 16 July in Sydney at the Betashares office for professional development and networking.Use of SMAs – Advisors to review their use of SMAs to avoid unnecessary complexity and ensure ethical, efficient portfolio management.Model office process – Brooke and David will develop and share a model office process designed to support single-advisor practices.Technology and cybersecurity – Advisors are encouraged to review their technology stack and upgrade cybersecurity measures where appropriate.Secure document distribution – Advisors are reminded to transition away from using email for sending sensitive client documents, to enhance data security.Board appointment – Mort Wagner has been welcomed to the board and will focus on technology and investment decisions.

April 24, 202522 min

AE Group - CEO Update #67, 24 April 2025

In this episode, David Harris discussed about:Professional Indemnity InsuranceUpcoming ConferenceComplianceMarket situationSMA’s and PortfoliosClient feesPD Day in SydneyEnsomblPortals for sharing filesCyber risk securityUnit trust auctionRegulatory obligationFinancial services industryThanks for listening and happy streaming!To keep you updated to all of AE podcasts, visit our AE Intranet >>>https://sites.google.com/view/adviceevolutionintranet/ceo-updates/podcasts

April 24, 202515 min

Advice Evolution Group - CEO Update #66, 13 December 2024

In this episode, David Harris discussed about: Statement of variation Website Disclosure Information - is live Ongoing Agreements Compliance feedback Training ideas Site Visit feedback Insignia - Private Equity Takeover Changes for new year (watch this space) 2025 Conference will be in Darwin Hilton Office Closure - 20 Dec 24 to 3 Jan 2025 New ongoing agreement template Sydney Catch Up on 29 JanuaryMerry Christmas, Stay safe, spend quality time with family, and enjoy giving lots of presents!Thanks for listening and happy streaming!To keep you updated to all of AE podcasts, visit our AE Intranet >>>https://sites.google.com/view/adviceevolutionintranet/ceo-updates/podcasts

November 26, 202429 min

Advice Evolution Group - CEO Update #65, 26 November 2024

In this episode, David Harris discussed about: 2024 Brisbane conference post-update Adviser group chat in Zoom channel Office closed: 22nd December - 6th of January Financial outcomes from Stephen Jones Acquire new clients Audits Site visits Next year's conference: September in Darwin. Tech tips PD Day: March in Melbourne Online training Peer groups AI Google recording Cyber risk ROA ASIC Thanks for listening and happy streaming! To keep you updated to all of AE podcasts, visit our AE Intranet >>> https://sites.google.com/view/adviceevolutionintranet/ceo-updates/podcasts

September 12, 202413 min

Advice Evolution - CEO Update #64

In this episode, David Harris discussed about: The iExtend license. FSG. End to End Team and the AE Direct Team. He shared his insights from the VBP conference and had the opportunity to catch up with the team in Cebu. Compensation Scheme of Last Resort (CSLR). The importance of cyber insurance. The new team member Clifford, our new bookkeeper. Brisbane conference.