The Regulation Asia Podcast

Hosted by Regulation Asia

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Latest episode

Oct 2026

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EN-GB

About the show

In this podcast, we cover all things regulation, compliance and risk management across Asia-pacific. Interviewing key market participants, getting to know them, what keeps them up at night and deep-diving into the challenges faced across the industry. Hosted by co-founders, Nick Wakefield & Brad Maclean.

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28 recent

October 16, 2026Episode 1031 min

Redefining Risk: Navigating FRTB in a Fragmented and Evolving Landscape

In this episode, Andras Rokob , Executive Director for MSCI Research, and Jeffrey Ho , Executive Director and FRTB subject matter expert at MSCI, discuss the evolving landscape of the Fundamental Review of the Trading Book (FRTB) in APAC. The discussion covers how markets like Hong Kong, Singapore and Japan have moved from implementation to optimisation, while others still await clarity from regulators. We explore the growing fragmentation between jurisdictions, particularly in light of the US Basel III Endgame proposals, and the implications for capital outcomes and operating models. The conversation also delves into the core challenges for banks, including data sparsity, model validation, and the operational complexity of managing different rulesets, and looks at the key considerations for firms navigating this sustained investment.

July 31, 2026Episode 929 min

Redefining Risk: What an 'Always-On' 24-Hour Market Means for Asia

In this episode, Val Wotton , Managing Director and Global Head of Equity Solutions at DTCC , discusses the global push towards 24-hour trading and the structural implications for financial markets. The discussion explores the key drivers behind the 'always-on' model, including strong demand from APAC investors and the influence of digital asset markets. We delve into the operational realities of DTCC's move to 24x5 clearing, the risk management challenges of thinner liquidity and wider spreads in overnight sessions, and the critical need for firms to invest in automation and resilience. The conversation also covers the practical hurdles for Asian firms connecting to US markets and the future outlook for a truly continuous global equity market.

December 18, 2025Episode 835 min

Redefining Risk: How ISDA is Modernising Market Practices for Derivatives Notices

In this episode, Rick Sandilands , Senior Counsel for Europe at ISDA , discusses the critical operational risks inherent in terminating derivatives contracts, drawing on first-hand experience from the Lehman Brothers collapse. The discussion delves into how simple failures, such as an incorrect address, can lead to millions in losses and legal uncertainty, and how the ISDA Notices Hub was developed to solve these challenges. We explore how the platform provides instantaneous and legally robust notice delivery, the importance of creating a 'golden source' for address details, and the strategy for driving market-wide adoption.

July 28, 2025Episode 725 min

Collateral in Motion: Unlocking Capital Efficiency with Tokenisation

In this episode, Kelly Mathieson , Chief Business Development Officer at Digital Asset , and Melvin Deng , CEO of QCP , discuss the multi-trillion-dollar opportunity to unlock capital efficiency through the tokenisation of real-world assets. We discuss the long-standing challenges of collateral mobility, and how the Canton Network enables assets to move freely and instantly while meeting the privacy, control, and compliance requirements that regulated financial institutions demand. The discussion also covers practical use cases, from improving margin workflows in the crypto derivatives space to tokenising US Treasuries to bridge the gap between traditional and digital asset markets.

July 8, 2025Episode 618 min

Clearing the Way: Preparing Asia for T+1 and US Treasury Clearing

In this episode, Brian Steele, Managing Director and President of Clearing & Securities Services at DTCC, discusses the upcoming move to T+1 settlement in the UK and Europe, the lessons learned from the US transition, and the specific impacts on Asian firms, including time zone challenges and the critical need for automation. The discussion also covers the new mandate for central clearing of US Treasuries, what it means for firms in Asia, and the practical steps they can take to assess their exposure and prepare for the change.

April 10, 2025Episode 527 min

Digital Revolution: The Role of the LEI in Fostering Trust and Transparency

In this episode, Alexandre Kech, CEO of the Global Legal Entity Identifier Foundation (GLEIF), discusses his vision for the organisation and its strategic priorities, including the impact of the digital revolution on trust and transparency in financial markets. Kech talks about how the LEI and its digital counterpart (vLEI) can help facilitate trade and cross-border payments, and reduce the risks associated with fraud and sanctions.

February 14, 2024Episode 524 min

Precision Matters: Non-Latin Scripts in AML and Sanctions Screening

In this episode, Andre Leung , Co-Founder & CEO of Aereve, and Mabel Chu , Co-Chair of the Hong Kong Digital Finance Association's RegTech Committee, explore the intricacies of screening non-Latin scripts to facilitate cross-boundary KYC, AML, sanctions and adverse media checks, including the approaches taken by different types of institutions, technology firms and data providers. Aereve was recognised as a Rising Star for its PEPs, Sanctions & Name Screening Solution category in the 6th Regulation Asia Awards for Excellence 2023 at an in-person ceremony on 14 November 2023. More information here: https://www.regulationasia.com/aereve-recognised-as-rising-star-for-sanctions-name-screening-solution/

February 5, 2024Episode 437 min

Redefining Risk: Charting the Future of Finance Across the Digital Asset Value Chain

In this episode, David Vignola , Chief Legal and Compliance Officer at SBI Digital Markets , and Chua Kah Hau , Chief Compliance Officer at AsiaNext , discuss trends, opportunities and expectations in digital asset markets, including the benefits and challenges of tokenising real-world assets. We explore the transformative impact tokenisation could have for financial markets, and the importance of creating a secure and trusted ecosystem across the digital asset value chain. To find out more about digital assets and tokenisation, join us at Digital Assets Asia 2024 , being held in Hong Kong on 27 March 2024. More information here: https://www.digitalassetsasia.net/

January 7, 2024Episode 327 min

Redefining Risk: The Carbon Conundrum and the Future of Carbon Markets

What role do banks play in the fight against climate change? How can carbon markets help them on this journey? In this episode of 'Redefining Risk', Matthew Chan , Head of Sustainability & ESG Engagement for Asia Pacific at JP Morgan , discusses the APAC carbon market landscape and the steps JPMorgan is taking to advance to net zero, including the bank's strategy for engaging with voluntary carbon markets. This episode features a discuss JPMorgan's "Carbon Market Principles", unveiled in a whitepaper published in June 2023.

January 2, 2024Episode 257 min

Redefining Risk: Navigating Headwinds of Change in Crypto

Regulatory headwinds have presented significant challenges to crypto platforms globally, even those that appeared to take all the right steps to ensure proper risk management and comply with regulatory expectations. In this episode, Oliver Linch , Chief Executive Officer of Bittrex Global , explains the decision to wind down one of the world's oldest and most well-known crypto trading platforms, and the lessons the industry can draw from the experience. To find out more about digital assets and tokenisation, join us at Digital Assets Asia 2024 , being held in Hong Kong on 27 March 2024. More information on https://www.digitalassetsasia.net/

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