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31 Days to a More Effective Compliance Program

Tom Fox is the Compliance Evangelist and is universally recognized as one of the top experts in corruption compliance, literally across the globe. In this daily podcast series, he explains how to design, create and implement a best practices compliance program. Each month, he tackles a different area of compliance. From Internal Controls, to the Role of the Board of Directors, to Communication, to the Role of HR in Compliance, Investigations, 3rd Parties and Business Ventures. Listen in each day and get one tip you can implement at little or no cost to enhance your compliance program.

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Last Episode Date: 31 January 2024

Total Episodes: 590

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31 January 2024
31 Days to a More Effective Compliance Program: Day 31 - Using a Root Cause Analysis for Remediation

The 2023 ECCP re-emphasized the need for both performing a root cause analysis but equally importantly using it to remediate your compliance program. It stated, “a hallmark of a compliance program that is working effectively in practice is the extent to which a company is ...

8 min
30 January 2024
31 Days to a More Effective Compliance Program: Day 30 - The Foreign Extortion Prevention Act

The compliance community has long recognized the gaping hole in the FCPA. As a supply-side law, it criminalizes the payment of bribes, not the demand to pay a bribe or extortion. The gap was recently filled by the Foreign Extortion Prevention Act (FEPA), which extended cruci...

8 min
29 January 2024
31 Days to a More Effective Compliance Program: Day 29 -Strategic Considerations for Implementing AI in Compliance

Implementing AI in compliance requires strategic considerations and decision-making. Understanding the impact of AI, maintaining an inventory of tools, considering cost efficiency and risk avoidance, involving all business sectors, and utilizing AI for better data usage are ...

8 min
28 January 2024
31 Days to a More Effective Compliance Program - Day 28 - Data-Driven Compliance – From Cutting Edge to Table Stakes

Compliance programs play a crucial role in ensuring that companies adhere to legal and ethical standards. In today’s digital age, where data is abundant and easily accessible, the importance of data-driven compliance programs cannot be overstated. This message was driven h...

8 min
27 January 2024
31 Days to a More Effective Compliance Program - Day 27 - Compliance Function in an Organization

The role of the compliance professional and the compliance function in a corporation has steadily grown in stature and prestige over the years. When it came to the corporate compliance function, 2020 FCPA Resource Guide, 2nd edition, under the Hallmarks of an Effective Compl...

8 min
26 January 2024
31 Days to a More Effective Compliance Program - Day 26 - CCO Authority and Independence

The role of the CCO has steadily grown in stature and prestige over the years. In the 2020 FCPA Resource Guide, 2nd edition, under the Hallmarks of an Effective Compliance Program, it focused on whether the CCO held senior management status and had a direct reporting line to...

8 min
25 January 2024
31 Days to a More Effective Compliance Program: Day 25 – Responding to Investigative Findings

There is nothing like an internal whistleblower report about a compliance violation, the finding of such an issue, or (even worse) a subpoena from the DOJ or notice letter from the SEC to trigger the attention of the Board of Directors and senior management to the compliance...

8 min
24 January 2024
31 Days to a More Effective Compliance Program: Day 24 - Internal Reporting and Triaging of Claims

The call, email, or tip comes into your office; an employee reports suspicious activity somewhere across the globe. That activity might well turn into an FCPA issue for your company. As the CCO, it will be up to you to begin the process, which will determine, in many instanc...

8 min
23 January 2024
31 Days to a More Effective Compliance Program: Day 23 – The Investigation Protocol

Your company should have a detailed written procedure for handling any complaint or allegation of bribery or corruption, regardless of the means through which it is communicated. The mechanism could include the internal company hotline, anonymous tips, or a report directly f...

8 min
22 January 2024
31 Days to a More Effective Compliance Program - Day 22 - Levels of Due Diligence

Due diligence is generally recognized in three levels: Level I, Level II and Level III. Each level is appropriate for a different level of corruption risk. The key is to develop a mechanism to determine the appropriate level of due diligence and then implement that going for...

8 min
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